The LICQual Level 3 Diploma in Anti-Money Laundering and Customer Verification Training is an advanced-level qualification designed for professionals responsible for developing, managing, and leading AML compliance strategies within regulated environments. This diploma provides comprehensive expertise in identifying complex money laundering schemes, implementing rigorous customer due diligence processes, and ensuring full regulatory adherence in high-risk financial and non-financial sectors.
As financial crimes become more sophisticated, organizations must rely on highly skilled professionals who can interpret global AML regulations and implement risk-based frameworks. This course enables learners to master advanced concepts in anti-money laundering, such as enhanced due diligence (EDD), politically exposed person (PEP) screening, sanctions compliance, and suspicious activity reporting. It prepares participants to handle evolving threats and align organizational policies with international regulatory standards.
The LICQual Level 3 Diploma in Anti-Money Laundering and Customer Verification Training integrates technical knowledge with practical decision-making skills through real-life case studies, regulatory updates, and complex risk analysis scenarios. Learners are equipped to lead compliance audits, advise senior management, and train staff on emerging AML issues, ensuring a culture of integrity and accountability across departments.
This program is particularly suitable for mid-to-senior level compliance officers, risk managers, legal professionals, and consultants who are tasked with maintaining organizational compliance and minimizing exposure to reputational, financial, and legal risks. The course also addresses sector-specific AML considerations in banking, insurance, crypto, real estate, and fintech industries.
By the end of the diploma, participants will possess the advanced competencies required to lead AML frameworks, design internal controls, and implement robust customer verification processes. The LICQual Level 3 Diploma in Anti-Money Laundering and Customer Verification Training offers a clear pathway to career advancement, professional credibility, and leadership roles within the global compliance landscape.
The LICQual Level 3 Diploma in Anti-Money Laundering and Customer Verification Training delivers an in-depth learning experience focused on the strategic and operational elements of AML compliance. The course is structured into six mandatory units covering risk-based approaches, governance frameworks, international AML directives, and complex verification methodologies.
Unlike earlier diploma levels, this qualification is tailored for professionals who operate in high-responsibility roles and require the capability to design, evaluate, and improve AML systems. Learners will gain insight into transaction pattern analysis, regulatory audits, SAR quality, and third-party risk assessments—all essential for managing compliance at scale.
The course also emphasizes leadership and policy implementation skills. Participants will learn how to align AML procedures with broader organizational goals, respond effectively to regulatory inquiries, and manage AML breaches. With a strong focus on ethics, data protection, and cross-border compliance, this diploma equips learners with the strategic mindset needed to influence organizational culture.
Graduates of the LICQual Level 3 Diploma in Anti-Money Laundering and Customer Verification Training will be well-prepared to take on senior roles such as Compliance Manager, AML Officer, Risk & Controls Lead, or Regulatory Consultant. The qualification not only meets international compliance benchmarks but also provides a professional edge in today’s competitive financial and legal industries.
The LICQual Level 3 Diploma in Anti-Money Laundering and Customer Verification Training qualification consists of 6 mandatory units required for completion.
Mandatory Units
| Unit# | Unit Title |
| 1 | Advanced Money Laundering Risk Assessment |
| 2 | International Regulatory Standards for AML |
| 3 | Financial Institutions’ Roles in AML Compliance |
| 4 | AML Investigation and Case Management |
| 5 | Developing and Implementing AML Training Programs |
| 6 | Advanced Legal and Ethical Issues in AML |
The LICQual Level 3 Diploma in Anti-Money Laundering and Customer Verification Training is designed for experienced professionals seeking to advance their expertise in AML compliance, customer verification, and regulatory leadership. This course is suitable for:
- Senior compliance officers responsible for overseeing AML frameworks
- Risk and compliance managers managing organization-wide due diligence
- AML analysts seeking advancement into strategic or supervisory roles
- Financial crime prevention specialists working in high-risk sectors
- Internal auditors and forensic investigators focused on compliance audits
- Legal professionals involved in regulatory advisory or AML litigation
- Regulatory consultants advising financial institutions on AML obligations
- Fintech and crypto compliance managers overseeing transaction monitoring
- Real estate and legal firm partners responsible for client verification policies
- Banking executives involved in policy development and governance
- Government and law enforcement agents in financial crime divisions
- Insurance compliance officers managing high-value client portfolios
- Senior operations managers overseeing onboarding and KYC processes
- Professionals preparing for global AML certifications or specialist qualifications
- Team leaders and training coordinators developing AML awareness programs
This diploma is ideal for those aiming to lead AML strategy, enforce customer verification protocols, and ensure institutional compliance with global financial crime regulations.
Upon completing this Course students will be able to:
Advanced Money Laundering Risk Assessment:
- Conduct detailed risk assessments to identify, evaluate, and mitigate advanced money laundering risks within financial institutions.
- Develop risk management strategies based on advanced methodologies to assess vulnerabilities in different sectors and organizations.
- Implement and monitor appropriate controls to minimize financial crime risks and ensure compliance with industry standards.
International Regulatory Standards for AML:
- Understand and apply international AML regulations, such as those set by the Financial Action Task Force (FATF), to ensure global compliance.
- Evaluate the impact of international standards on local financial institutions and how to integrate these into organizational practices.
- Ensure that AML compliance strategies align with both global best practices and national regulatory requirements.
Financial Institutions’ Roles in AML Compliance:
- Identify the key roles and responsibilities of financial institutions in maintaining AML compliance.
- Implement AML policies and practices within organizations to meet regulatory obligations and combat financial crime.
- Develop frameworks for the ongoing monitoring of financial activities and the detection of suspicious transactions.
AML Investigation and Case Management:
- Conduct in-depth investigations into suspected money laundering cases, using advanced investigative techniques.
- Apply critical thinking to gather, analyze, and document evidence to support investigations and potential prosecutions.
- Develop effective case management strategies to track, investigate, and resolve AML cases in compliance with legal frameworks.
Developing and Implementing AML Training Programs:
- Design and implement AML training programs for employees, ensuring that staff understand their role in preventing financial crime.
- Tailor training programs to address specific organizational needs and ensure alignment with regulatory requirements.
- Evaluate the effectiveness of training programs and provide recommendations for improvement to maintain compliance.
Advanced Legal and Ethical Issues in AML:
- Understand the complex legal and ethical challenges surrounding anti-money laundering, including privacy concerns, regulatory compliance, and reporting obligations.
- Assess the legal implications of AML actions and ensure that organizational practices align with legal frameworks and ethical guidelines.
- Make informed decisions in handling sensitive information and report suspicious activity while adhering to legal standards.
